Form Download
Securities account opening documents
Individual / Joint account
| Securities account opening documents (Individual / Joint) |  |
| Securities account opening documents (Individual / Joint) W8-BEN | |
| Securities account opening documents (Individual / Joint) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire | |
| Consent under the Hong Kong Investor Identification Regime (HKIDR) and Over-thecounter Securities Transactions Reporting Regime (OTCR) | |
| Terms and Conditions of Agreement | |
| Securities account opening documents (Individual / Joint) checklist | |
Corporate account
| Securities account opening documents (Corporate) | |
| Securities account opening documents (Corporate) W8-BEN-E | |
| Securities account opening documents (Corporate) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire | |
| Guarantee Agreement (For Margin Account) | |
| Consent under the Hong Kong Investor Identification Regime (HKIDR) and Over-thecounter Securities Transactions Reporting Regime (OTCR) | |
| Terms and Conditions of Agreement | |
| Self Certification Form - Entity | |
| Self Certification Form - Controlling Person | |
| Securities account opening documents (Corporate) checklist | |
Futures account opening documents
Individual / Joint account
| Futures account opening documents (Individual / Joint) | |
| Futures account opening documents (Individual / Joint) W8-BEN | |
| Futures account opening documents (Individual / Joint) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire | |
| Guarantee Agreement (For Margin Account) | |
| Terms and Conditions of Agreement | |
| Futures account opening documents (Individual / Joint) checklist | |
Corporate account
| Futures account opening documents (Corporate) | |
| Futures account opening documents (Corporate) W8-BEN-E | |
| Futures account opening documents (Corporate) Anti-Money Laundering and Anti-Terrorist Financing Questionnaire | |
| Guarantee Agreement (For Margin Account) | |
| Terms and Conditions of Agreement | |
| Self Certification Form - Entity | |
| Self Certification Form - Controlling Person | |
| Futures account opening documents (Corporate) checklist | |
General
| [Securities] Cash Withdrawal Form | |
| [Futures] Cash Withdrawal Form | |
| Cleint Stock Deposit | |
| Stock Withdrawal Form | |
| Investor / Securities Settlement Instruction (I.S.I./S.I) Form | |
| Streaming Real-Time Quotes Service | |
| Change Information in Account Opeing Documentation | |
Reference
| System Requirement | |
| POS Enhancements Information Book | |
| SP Trader Futures Trading Manual | |
| Securities Trading System 2FA Manual | |